EXPERT COMMENTARY Apr 25, 2017ERISA Fiduciary Alert: Final Rule Delaying Applicability Dates Released in April Mar 9, 2017CFTC Permits Unaudited Financial Statements upon Liquidation of a Series of a Pool That is an RIA Jan 26, 2017SEC Staff Addresses Mutual Fund Fee Structures in Response to DOL’s Fiduciary Rule Dec 15, 2016The Year In Review: SEC Enforcement Actions Against Investment Advisers Dec 2, 2016Marketing Your PE Firm: Navigating Regulatory Requirements Dec 2, 2016A Regulatory Game-Changer? Nov 30, 2016In-house Perspective: Focus on Employees for Effective Cybersecurity Defense Nov 21, 2016Financial Regulatory Reform in the Trump Era Nov 18, 2016Private Equity Firms and Portfolio Company Cybersecurity Due Diligence Oct 20, 2016New Form ADV and Recordkeeping Requirements Roll Out for Advisers Sep 2, 2016Private Equity Firms Continue to Face Evolving Regulations Jun 27, 2016From the IAA Chair: As the Adviser Community Grows, So Do Our Challenges Apr 18, 2016Fiduciary Rule Likely to Bring Greatest Change through Plan Service Providers Jun 24, 2015Don’t Wait for Remand Decision to Implement Periodic Investment Reviews Mar 17, 2015High Court May Rule Duty to Monitor Investments Is Limitless Aug 28, 2014Large Liquidity Fund Advisers’ Disclosure Requirements Expanded on Form PF
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EXPERT COMMENTARY