Welcome to Your Compliance Expert

COMPLIANCE LIBRARY

Guide to Private Equity Regulatory Compliance

The Guide to Private Equity Regulatory Compliance, published in partnership with the Association for Corporate Growth, lays out the roadmap to help ensure your private equity fund doesn’t run afoul of federal laws.

 Investment Manger's Compliance Guide

The Investment Management Compliance Guide is an invaluable resource for chief compliance officers (CCOs) to help them achieve and maintain compliance with all applicable securities laws and regulations.