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ALL NEWS

Sep 30, 2012
SEC Delays Deadline for Temporary Municipal Advisor Registration by One Year
Sep 30, 2012
High-profile Supporters Push SEC For Fiduciary-Duty Standards
Sep 30, 2012
Regulatory News
Aug 31, 2012
Retirement Plans
Aug 31, 2012
Money Market Reform Proposal Put on Hold; FSOC May Take Up Issue
Jul 31, 2012
SEC Finalizes Definitions of Swap, Security-based Swap
Jul 31, 2012
Funds Suits over Alleged LIBOR Manipulation Garner More Attention as Scandal Grows
Jul 31, 2012
SEC Would Get Dedicated Funding Under Waters Legislation
Jul 31, 2012
EBSA Chief Tries to Reassure On 'Fiduciary' Definition Progress
Jul 31, 2012
SEC Adopts Final 'Consolidated Audit Trail' Rule
Jun 30, 2012
SEC Wants Orderly Implementation Of Derivatives Regulations
Jun 30, 2012
SEC Third-party Solicitation Prohibition in Limbo
Jun 30, 2012
Swaps-related Acronyms
Jun 30, 2012
Bill Lays the Groundwork for SRO To Oversee All but Largest Advisers
May 31, 2012
Bachus SRO Bill Stirs Opposition
May 31, 2012
Gensler Previews CFTC Cross-border Application Of Swaps Market Reforms
May 31, 2012
International Meeting Focuses on Implementation of OTC Derivatives Reform
Apr 30, 2012
Fed Gives Two Years to Comply with 'Volcker Rule'
Apr 30, 2012
DOL Talks of Coming Re-definition of 'Fiduciary'
Apr 30, 2012
Another G20 Gathering Comes and Goes With Scant Action on OTC Derivative Regulation
Apr 30, 2012
Industry and Consumer Groups Recommend Fiduciary Framework to SEC
Apr 30, 2012
Agencies Adopt Rules Defining Swap-related Terms
Mar 31, 2012
How to Avoid Being Branded a 'Supervisor': Industry Panel Takes Fresh Look at CCO Liability
Mar 31, 2012
SEC Chief Talks About Sweep Letter to PE Funds
Mar 31, 2012
Social Media: Familiar Problems In New Packaging
Feb 29, 2012
FinCEN Extends FBAR Filing Date Again
Feb 29, 2012
EBSA Releases Final Rule on Fee Disclosures
Feb 29, 2012
Large Financial Institutions Would Face 'Financial Crisis Responsibility Fee' Under White House Proposal
Feb 29, 2012
SEC Amends Advisers Act Rule on 'Qualified Clients'
Feb 29, 2012
CFTC Re-imposes Limits on Investment Company Derivative Activities
Feb 29, 2012
'Carried Interest' Tax Part of President's Budget Proposal
Jan 31, 2012
Criticism of 'Volcker Rule' Comes from Abroad
Jan 31, 2012
Obama Exhorts Congress to Enact Stiffer Securities Fraud Penalties
Jan 31, 2012
Fee Disclosure Rule Takes Effect Soon
Jan 31, 2012
SEC Adopts Final Rule on Accredited Investors
Jan 31, 2012
SEC BRIEFS
Jan 31, 2012
SEC Issues Social Media Alert, Brings Enforcement Action Against Adviser
Dec 31, 2011
MF Global Warning Signs Spotlighted in Congress
Dec 31, 2011
SEC Appeals Denial of Settlement in Case
Dec 31, 2011
SEC Charges Former Fannie, Freddie Executives With Securities Fraud
Dec 31, 2011
Study: New SRO Would Cost Twice as Much As Enhancing SEC Exam Ability
Nov 30, 2011
At DOL's Request, SEC Issues No-action Letter on Fee Disclosure Rule
Oct 31, 2011
Citigroup Subsidiary Settles with SEC Over CDOs
Oct 31, 2011
Back to the 'Fiduciary' Drawing Board for DOL
Oct 31, 2011
OTC Derivatives Regulation Progresses Slowly
Oct 31, 2011
SEC Proposes 'Volcker Rule'
Sep 30, 2011
Are SROs in Advisers' Future?
Sep 30, 2011
SEC Seeks Comments on Use of Derivatives
Sep 30, 2011
SEC Feels the Heat on Reform, Budget
Sep 30, 2011
Department of Labor Withdraws 'Fiduciary' Definition

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