January 26, 2017
SEC Staff Addresses Mutual Fund Fee Structures in Response to DOL’s Fiduciary Rule
Summary of Recent SEC Staff Actions
As the April 10, 2017, compliance date for the United Stated Department of Labor’s (DOL’s) new fiduciary rule approaches, many mutual fund sponsors have received requests from financial intermediaries to imp...
You must be a subscriber to access this information. If you are a subscriber, please login. Not Yet A Subscriber? Register for a free trial or contact Client Services at 800-677-3789 to activate your subscription.